About Us

Who We Are

Founded in 2001, Sowell Management is a privately held, independent registered investment advisory firm offering a broad array of investment strategies as well as turn-key back office service solutions to financial advisors.

WHAT WE DO

At Sowell Management, our overriding goal is to create more time for advisors to focus on client-facing/revenue-generating activities. Toward this end, our business is set up to provide key services for our partners to utilize in order to grow their business.

SOWELL MANAGEMENT PROVIDES IAR AND RIA
PARTNERS:

Independence

You retain 100% ownership of your practice!

Turn-key Technology Suite

Robust technology tools to help you grow your business.

Transition Support

Our seasoned team guides your transition process.

Custodial Options

TD Ameritrade, Fidelity, E*TRADE & Schwab

Dedicated Support

IAR/RIA partners have a dedicated support team for account openings and other necessary business functions.

Brand Development

Keep your established brand –or– design and integrate a new brand/logo!

Compliance Support

RIA partners can utilize Sowell’s compliance services.

Portfolio Management

Leverage the Advisors Choice platform to outsource your PM. Sowell Management also offers white-label portfolio strategies, thought leadership, and customized solutions.

A TRUE PARTNER

We are extremely passionate about our purpose, our people and our partners. Advisors can expect an open-door communication policy and what we call an “outrageous service” model. Below is an illustration of how Sowell Management can plug in to your business. Test edit.

ALL-INCLUSIVE PLATFORM

Whether you are moving from a wirehouse, an independent B/D, or a bank – you need a partner that will provide a fairly priced, open architecture, all-inclusive platform designed to make advisors more efficient and more profitable!

Sowell Management offers a full suite of turn-key back office service solutions allowing advisors the opportunity to outsource administrative and operational tasks, compliance, and portfolio management. For our RIA and IAR partners, services can include:

Negotiated Custodial Pricing
System Integration
CRM
Email Review & Archiving
File Storage
Client Portal
Financial Planning Software
Marketing & Branding
Compliance
Registration and Licensing

Website Development
Portfolio Management
Thought Leadership
Investment Research
Office Reviews
Middle Office Support
Portfolio Design & Construction
Performance Reporting
Billing
E&O Insurance

  5320 Northshore Drive
North Little Rock, Arkansas 72118

  501.219.2434
  800.399.2391
  501.812.6380

Compliance Documents | Disclosure | Contact Us